Regulating From the Inside

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Description & Details

Regulating From the Inside Description

This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the 'governance' effectiveness of internal control.

Details

OPC P58WH7Q
Codes 1509920099 (ISBN-10)
9781509920099 (ISBN)
External product information

Disclaimer: The information below is provided by various external sources and should be used as a guide only.

This book examines a key aspect of the post-financial crisis reform package in the EU and UK-the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the 'governance' effectiveness of internal control.

Alternative names:

  • ISBN Regulating (From) the Inside (The Legal Framework for Internal Control in Banks and Financial Institutions)

Detailed Product Information

Weight & dimensions

Height234 mm
Width156 mm

Features

Language versionEnglish
GenreLaw
Release date (DD/MM/YYYY)25/01/2018
Number of pages360 pages
Written byIris H-Y Chiu
PublisherHart Publishing
Suggested genderAny gender
Publication year2018
International Standard Book Number (ISBN)9781509920099
Book cover typePaperback

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